DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vincent Strangio
Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehousePittsburgh, Pa dual registrantIAPD 2216710
Feed of 09/15/2026
Also filed as Vincent Thomas Strangio
At current firm
1 y
since Mar 6, 2025
In the industry
34 y
since Apr 7, 1992 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Mar 6, 2025 · Boston, Ma
- Emergingwealth Investment Management, Inc. formerFeb 12, 2014 to Jul 27, 2016 · Pittsburgh, Pa
- Legend Financial Advisors Inc independent RIAFeb 11, 2014 to Jul 27, 2016 · Pittsburgh, Pa
- Northwestern Mutual Investment Services,LLC no RAUMMar 4, 2013 to Jan 2, 2014 · Pittsburgh, Pa
- Mdt Advisers, A Division Of Federated Mdta LLC asset managerJan 7, 2011 to Feb 7, 2013 · Boston, Ma
- Federated Global Investment Management Corp. asset managerJan 7, 2011 to Dec 31, 2011 · New York, Ny
- Federated Securities Corp. no RAUMNov 11, 2009 to Feb 7, 2013 · Pittsburgh, Pa
- Federated Investment Counseling institutionalMay 15, 2009 to Feb 7, 2013 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Legend Financial Advisors Inc to Emergingwealth Investment Management, Inc.left Jul 27, 2016, registered Feb 12, 2014 (-896 days) · Other
- Emergingwealth Investment Management, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 27, 2016, registered Mar 6, 2025 (3144 days) · Other
- Northwestern Mutual Investment Services,LLC to Legend Financial Advisors Incleft Jan 2, 2014, registered Feb 11, 2014 (40 days) · Other
- Federated Investment Counseling to Federated Securities Corp.left Feb 7, 2013, registered Nov 11, 2009 (-1184 days) · channel change inside one enterprise, not a move
- Mdt Advisers, A Division Of Federated Mdta LLC to Northwestern Mutual Investment Services,LLCleft Feb 7, 2013, registered Mar 4, 2013 (25 days) · Other
- Federated Securities Corp. to Federated Global Investment Management Corp.left Feb 7, 2013, registered Jan 7, 2011 (-762 days) · channel change inside one enterprise, not a move
- Federated Global Investment Management Corp. to Mdt Advisers, A Division Of Federated Mdta LLCleft Dec 31, 2011, registered Jan 7, 2011 (-358 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address