DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Invesco Private Capital, Inc.
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Dec 3, 1993
RAUM
$860M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$860M as of Mar 26, 2026
Mar 30, 2012$2.2B then
HNW client RAUM$11.3M as of Mar 30, 2020
Mar 29, 2018$8.6M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Mar 26, 2026
Apr 1, 201318 then
Private funds4 as of Mar 26, 2026
Mar 30, 201234 then
RAUM +4.6% over the last fiscal year-29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$855M100%
- Other investment advisers$975,2330.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Invesco Venture Alpha Fund II, L.P. | Private Equity Fund | $398M | 286 | Mar 31, 2021 |
| Invesco Venture Alpha Fund, LP | Private Equity Fund | $324M | 12 | Mar 30, 2017 |
| Invesco Partnership Fund V, L.P.no longer reported | Private Equity Fund | $67.4M | 12 | Mar 30, 2012 |
| Invesco U.S. Venture Partnership Fund V. L.P.no longer reported | Private Equity Fund | $37.7M | 5 | Mar 30, 2012 |
| Invesco Partnership Fund IV, L.P.no longer reported | Private Equity Fund | $27.7M | 30 | Mar 30, 2012 |
| Invesco U.S. Buyout Partnership Fund V, L.P.no longer reported | Private Equity Fund | $25.4M | 4 | Mar 30, 2012 |
| Invesco Venture Partnership Fund II, L.P.no longer reported | Private Equity Fund | $20.9M | 60 | Mar 30, 2012 |
| Invesco International Partnership Fund V, L.P.no longer reported | Private Equity Fund | $19.6M | 4 | Mar 30, 2012 |
| Invesco Venture Partnership Fund III, L.P.no longer reported | Private Equity Fund | $19.4M | 42 | Mar 30, 2012 |
| Chancellor V, L.P. | Venture Capital Fund | $11.8M | 36 | Mar 30, 2012 |
| Invesco US Buyout & Expansion Capital Partnership Fund III, L.P.no longer reported | Private Equity Fund | $10.3M | 41 | Mar 30, 2012 |
| Chancellor Offshore Partnership Fund, L.P.no longer reported | Private Equity Fund | $9.4M | 3 | Mar 30, 2012 |
| Invesco International Partnership Fund IV, L.P.no longer reported | Private Equity Fund | $9.1M | 9 | Mar 30, 2012 |
| Venture 2000, LP | Venture Capital Fund | $8.0M | 11 | Mar 30, 2012 |
| Invesco Partnership Fund Vi, LP | Private Equity Fund | $7.9M | 8 | Apr 1, 2013 |
| Invesco U.S. Venture Partnership Fund Vi, L.P. | Private Equity Fund | $7.4M | 6 | Mar 30, 2012 |
| Chancellor Partnership Fund, L.P.no longer reported | Private Equity Fund | $4.8M | 23 | Mar 30, 2012 |
| Invesco Venture Partnership Fund II-A, L.P.no longer reported | Private Equity Fund | $3.6M | 2 | Mar 30, 2012 |
| Invesco Non-U.S. Partnership Fund II, L.P.no longer reported | Private Equity Fund | $3.4M | 42 | Mar 30, 2012 |
| Invesco Employees Partnership Fund II, L.P.no longer reported | Private Equity Fund | $1.8M | 25 | Mar 30, 2012 |
| Invesco U.S. Venture Partnership Fund IV, L.P.no longer reported | Private Equity Fund | $1.0M | 11 | Mar 30, 2012 |
| Invesco U.S. Lbo & Corporate Finance Partnership Fund IV, L.P.no longer reported | Private Equity Fund | $746,049 | 10 | Mar 30, 2012 |
| Invesco Employees Partnership Fund III, L.P.no longer reported | Private Equity Fund | $689,731 | 10 | Mar 30, 2012 |
| Chancellor V-A, LP | Venture Capital Fund | $484,263 | 2 | Mar 30, 2012 |
| Invesco Employees Partnership Fund IV, L.P.no longer reported | Private Equity Fund | $419,951 | 6 | Mar 30, 2012 |
| Invesco Employees Direct Fund, V, L.P.no longer reported | Private Equity Fund | $330,212 | 16 | Mar 30, 2012 |
| Chancellor Employees Partnership Fund I, L.P.no longer reported | Private Equity Fund | $121,934 | 22 | Mar 30, 2012 |
| Invesco US Buyout Partnership Fund II, L.P.no longer reported | Private Equity Fund | $34,444 | 36 | Mar 30, 2012 |
| Invesco Non-U.S. Partnership Fund III, L.P.no longer reported | Private Equity Fund | $18,676 | 42 | Mar 30, 2012 |
| Sovereign New Millenium Fund, LPno longer reported | Private Equity Fund | $15,216 | 62 | Mar 30, 2012 |
| Invesco Global Partnership Fund III, L.P.no longer reported | Private Equity Fund | $7,134 | 0 | Mar 30, 2012 |
| Chancellor Vi L.P.no longer reported | Venture Capital Fund | $0 | 15 | Mar 30, 2012 |
| Invesco U.S. Private Equity Partnership Fund Vi, LPno longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2012 |
| Invesco International Partnership Fund Vi, L.P.no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2012 |
| Sovereign New Millennium Fund II, LPno longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Scott Baskind · President, Managing Directorcontrolsince 03/2023 · owns less than 5%
- Evan Joshua Levit · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- Lee Richard Phegley · Chief Financial Officercontrolsince 08/2018 · owns less than 5%
- Gibson Terry Vacheron · Directorcontrolsince 03/2022 · owns less than 5%
- Lik Tony Wong · Chairman, Directorcontrolsince 03/2023 · owns less than 5%
Entity owners
- Invesco Advisers, Inc. · Sole Shareholderdirect · owns 75% or more
- Invesco Group Services, Inc. · Sole Shareholderindirect · owns 75% or more of Invesco Advisers, Inc.
- Invesco Holding Company (US), Inc. · Sole Shareholderindirect · owns 75% or more of Oppenheimer Acquisition Corp. (Gatc)
- Invesco Holding Company Limited · Sole Shareholderindirect · owns 75% or more of Invesco Holding Company (US), Inc.
- Invesco Ltd. · Sole Shareholderindirect · owns 75% or more of Invesco Holding Company Limited · public reporting company
- Oppenheimer Acquisition Corp. (Gatc) · Sole Shareholderindirect · owns 75% or more of Oppenheimerfunds, Inc. (US)
- Oppenheimerfunds, Inc. (US) · Sole Shareholderindirect · owns 75% or more of Invesco Group Services, Inc.
Related persons
Schedule D 7.A
- Harbourview Asset Management Corporationinvestment adviserbankpooled vehicle sponsornRAUM $386M
- Redblack Advisers, Inc.investment advisernRAUM $824M
- Invesco Advisers, Inc.investment adviserbankpooled vehicle sponsoryRAUM $750B
- Invesco Asset Management (India) Pvt. Ltd.investment advisernRAUM $10B
- Invesco Asset Management (Japan) Limitedinvestment advisernRAUM $76B
- Invesco Management S.A.investment advisernRAUM $49B
- Invesco Asset Management Ltd.investment advisernRAUM $188B
- Invescoinvestment adviserbankpooled vehicle sponsornRAUM $20B
- Invesco Capital Management LLCinvestment adviserbanknRAUM $941B
- Invesco Capital Markets, Inc.broker-dealern
- Invesco Clo Equity Fund 3 L.P.investment adviserpooled vehicle sponsorn
- Invesco Clo Equity Fund IV L.P.investment adviserpooled vehicle sponsorn
- Invesco Distributors, Inc.broker-dealern
- Invesco European Rr L.P.investment advisern
- Invesco Fund Managers Ltdpooled vehicle sponsorn
- Invesco Hong Kong Limitedinvestment advisernRAUM $26B
- Invesco Investment Advisers LLCinvestment advisernRAUM $4.4B
- Invesco Investment Management Ltdpooled vehicle sponsorn
- Invesco Loan Manager, LLCinvestment adviserpooled vehicle sponsornRAUM $18B
- Invesco Managed Accounts, LLCinvestment adviserbanknRAUM $31B
- Invesco Management S.A.pooled vehicle sponsorn
- Invesco Pensions Ltdreal estaten
- Invesco Real Estate Management S.à R.L.investment advisernRAUM $13B
- Invesco Rr Fund L.P.investment advisern
- Invesco Senior Secured Management, Inc.investment adviserbankpooled vehicle sponsornRAUM $29B
- Invesco Specialized Products, LLCpooled vehicle sponsorn
- Invesco Trust Companyn
- Ire (Cayman) Limitedinvestment adviserpooled vehicle sponsorn
- Oppenheimerfunds Incinvestment adviserpooled vehicle sponsoryRAUM $827,684
- Wl Ross & Co. LLCinvestment adviserbankpooled vehicle sponsoryRAUM $225M
Advisers that list Invesco Private Capital, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 15.0 to 10.0 (-33.0%) between the annual amendments of 2025-03-26 and 2026-03-26; the peer median change was 0.0% (395 comparable advisers, 3.0th percentile of changes)peers: asset managers, $500M to $1B (395) · 3.0% percentile
What changed
consecutive filings, newest first
- BD registered reps · 3 to 1Mar 26, 2025 to Mar 26, 2026
- Employees · 15 to 10Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $823M to $860MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $813M to $855MMar 26, 2025 to Mar 26, 2026
- RAUM · $823M to $860MMar 26, 2025 to Mar 26, 2026
- Accounts · 12 to 8Nov 26, 2024 to Mar 26, 2025
- Advisory employees · 4 to 3Nov 26, 2024 to Mar 26, 2025
- BD registered reps · 4 to 3Nov 26, 2024 to Mar 26, 2025
- Pooled vehicle clients · 10 to 4Nov 26, 2024 to Mar 26, 2025
- Employees · 21 to 15Nov 26, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Nov 26, 2024 to Mar 26, 2025
- Private funds · 7 to 4Nov 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $769M to $823MNov 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $758M to $813MNov 26, 2024 to Mar 26, 2025
- RAUM · $769M to $823MNov 26, 2024 to Mar 26, 2025
- Accounts · 25 to 12May 10, 2023 to Mar 26, 2024
- Advisory employees · 8 to 4May 10, 2023 to Mar 26, 2024
- BD registered reps · 5 to 4May 10, 2023 to Mar 26, 2024
- Pension plan clients · 6.0 to unsetMay 10, 2023 to Mar 26, 2024
- Pooled vehicle clients · 17 to 10May 10, 2023 to Mar 26, 2024
- Employees · 29 to 21May 10, 2023 to Mar 26, 2024
- Private funds · 10 to 7May 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.4B to $769MMay 10, 2023 to Mar 26, 2024
- Pension RAUM · 1490358354.0 to unsetMay 10, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $870M to $758MMay 10, 2023 to Mar 26, 2024
- RAUM · $2.4B to $769MMay 10, 2023 to Mar 26, 2024
- Advisory employees · 9 to 8Dec 21, 2022 to Mar 29, 2023
- BD registered reps · 6 to 5Dec 21, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.2B to $2.4BDec 21, 2022 to Mar 29, 2023
- Pension RAUM · $1.4B to $1.5BDec 21, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $737M to $870MDec 21, 2022 to Mar 29, 2023
- RAUM · $2.2B to $2.4BDec 21, 2022 to Mar 29, 2023
- Accounts · 34 to 25Jun 29, 2021 to Mar 28, 2022
- Advisory employees · 7 to 9Jun 29, 2021 to Mar 28, 2022
- Pension plan clients · 5 to 6Jun 29, 2021 to Mar 28, 2022
- Pooled vehicle clients · 27 to 17Jun 29, 2021 to Mar 28, 2022
- Private funds · 19 to 10Jun 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.5B to $2.2BJun 29, 2021 to Mar 28, 2022
- Pension RAUM · $835M to $1.4BJun 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $646M to $737MJun 29, 2021 to Mar 28, 2022
Signals
26 dated events
- Invesco Private Capital, Inc. reported RAUM $769.1M, down 68% from $2.4B (2023-05-10 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Scott Baskind (President, Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 26, 2024 · Control person joined · fact
- Scott Richard Dennis (Chairman, President, Senior Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2023-05-10, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Shalomi Abraham (Secretary) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2023-05-10, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Lik Tony Wong (Chairman, Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 29, 2023 · Control person joined · fact
- Anne Beth Zayicek (Senior Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2022-12-21, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Gerard Gregory Mcgreevey (Chairman, Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2022-12-21, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Evan Jaysane-Darr (Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2022-03-28, absent 2022-09-21)Sep 21, 2022 · Control person left · inference
- Invesco Private Capital, Inc. reported RAUM $2.2B, up 45% from $1.5B (2021-06-29 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Janecka Annette Lege (Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2021-06-29, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Colin Meadows (Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2021-06-29, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Christine Zervoudakis (Assistant Secretary) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2021-06-29, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Evan Jaysane-Darr (Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 28, 2022 · Control person joined · fact
- Gerard Gregory Mcgreevey (Chairman, Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 28, 2022 · Control person joined · fact
- Shalomi Abraham (Secretary) appeared on Schedule A of Invesco Private Capital, Inc.Mar 28, 2022 · Control person joined · fact
- Gibson Terry Vacheron (Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 28, 2022 · Control person joined · fact
- James Stephen Toy (Senior Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2020-11-02, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- William Stephen Swanson (General Counsel, Secretary) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2020-11-02, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- William John Coleman (Senior Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2020-11-02, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Rohit Vohra (Managing Director) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2020-11-02, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Christine Zervoudakis (Assistant Secretary) appeared on Schedule A of Invesco Private Capital, Inc.Mar 31, 2021 · Control person joined · fact
- Gregory Stoeckle (Chairman & President) no longer on Schedule A of Invesco Private Capital, Inc. (listed 2019-12-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Anne Beth Zayicek (Senior Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 30, 2020 · Control person joined · fact
- William John Coleman (Senior Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 30, 2020 · Control person joined · fact
- Scott Richard Dennis (Chairman, President, Senior Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 30, 2020 · Control person joined · fact
- Rohit Vohra (Managing Director) appeared on Schedule A of Invesco Private Capital, Inc.Mar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Invesco Private Capital, Inc. · Independent Sponsorsshared crd · capital_provider
- Invesco Private Capital, Inc. · Private Equityshared crd · organization
- Invesco Private Capital, Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- INVESCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-826-1100reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026