DFX Intelligence

B••••• S•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

B••••• S•••• M••••••

Advisor at L•• F•••••••• L••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:f341154e-08a2-515c-02b9-0d9a5790952d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 11, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
H••••••••• G•••• E••••• • R••••••••• S•••••••••	Former SEC adviser	Mar 15, 2021	Sep 11, 2024	no	Colorado Springs, CO\|Centennial, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G•••• E••••• • R••••••••• S•••••••••	L•• F•••••••• L••	Sep 11, 2024	Sep 11, 2024	0	Firm change	RIA to ibd
A••••••••• F•••••••• S•••••••• L••	H••••••••• G•••• E••••• • R••••••••• S•••••••••	Mar 16, 2021	Mar 15, 2021

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 11, 2024 to presentfactForm ADV
→ H••••••••• G•••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 15, 2021 to Sep 11, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 19, 2010 to Mar 16, 2021factForm ADV
→ F•••• F•••••••• G••••• I•••

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f341154e-08a2-515c-02b9-0d9a5790952d
First observed: Nov 10, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.