DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Truenorth, Inc.

Former SEC-registered adviserWichita, KansasCRD 110198SEC 801-56776IAPD
Latest filing Dec 9, 2013
First filing on the tape Mar 19, 2012 · 5 filings
RAUM
$387M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
11 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$387M as of Mar 22, 2013
Mar 19, 2012$402M then
HNW client RAUM: no history
State-registered IARs (5.B.3)14 as of Mar 22, 2013
Mar 19, 20120 then
Employees (5.A): 14
Private funds: no history
RAUM -3.7% over the last fiscal yearIARs 0 to 14
Practice profile
derived from the filing of Dec 9, 2013; every figure names its basis
RAUM per advisor
$27.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
85%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
7.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-3.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
288reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • William Arnold Beevers · Senior Vice President, Portfolio Mgr, Investment Policy Comm. Membercontrol
    since 12/2004 · owns less than 5%
  • Elaine Margaret Hornbeck · Senior Vice President, Chief Compliance Officer, Investment Policy Comm. Member, Directorcontrol
    since 07/1999 · owns less than 5%
  • Dean Michael Lynch · Treasurercontrol
    since 07/1999 · owns less than 5%
  • Christine Mies · Senior Vice President, Operations Mgr, Investment Policy Committee Membercontrol
    since 04/2013 · owns less than 5%
  • Louise Susan Pool · Senior Vice President, Directorcontrol
    since 07/1999 · owns less than 5%
  • Vogelgesang Sue Ann Schultz · Secretary,General Counselcontrol
    since 07/1999 · owns less than 5%
  • Leverne David Strohm · President, Ceo, Cio, Investment Policy Comm. Chairman, Chairman Of The Boardcontrol
    since 07/1999 · owns less than 5%
  • Kevin Robert Taylor · Vice President, Portfolio Manager/Securities Analyst,Investment Policy Comm. Membercontrol
    since 12/2003 · owns less than 5%
Entity owners
  • The Ima Financial Group, Inc. · Parent Corporation
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Denver, CO
What changed
consecutive filings, newest first
  • Accounts · 303 to 288
    Aug 23, 2012 to Mar 22, 2013
  • Advisory employees · unset to 11.0
    Aug 23, 2012 to Mar 22, 2013
  • BD registered reps · unset to 12.0
    Aug 23, 2012 to Mar 22, 2013
  • Employees · unset to 14.0
    Aug 23, 2012 to Mar 22, 2013
  • State-registered IARs · 0 to 14
    Aug 23, 2012 to Mar 22, 2013
  • Discretionary RAUM · $311M to $328M
    Aug 23, 2012 to Mar 22, 2013
  • Non-discretionary RAUM · $90.7M to $58.5M
    Aug 23, 2012 to Mar 22, 2013
  • RAUM · $402M to $387M
    Aug 23, 2012 to Mar 22, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026