DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Axiom Asset Management
Legal name Wealthtrust Axiom, LLC
Latest filing Jul 22, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Oct 4, 2007
RAUM
$900M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
99%
$893M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$225M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$900M as of Jul 22, 2026
Mar 30, 2012$453M then
HNW client RAUM$92.5M as of Jul 22, 2026
Mar 28, 2018$347M then
State-registered IARs (5.B.3)5 as of Jul 22, 2026
Mar 30, 20120 then
Employees (5.A)5 as of Jul 22, 2026
Mar 26, 20136 then
Private funds: no history
RAUM +12% over the last fiscal year+11% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $225MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $410,962derivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$801M89%
- High-net-worth individuals$92.5M10%
- Pension and profit-sharing plans$6.3M0.7%
- Individual clients
- 354reported
- HNW clients
- 225reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 614reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Campbell Heaberg | Wayne, Pa | Dec 20, 2007 | 43 y | 2 |
| Craig Alan Rose | Wayne, Pa | Dec 20, 2007 | 29 y | 1 |
| David Joseph Webster | Wayne, Pa | Feb 26, 2014 | 18 y | 1 |
| Jacob Greer Cohen | Wayne, Pa | Oct 21, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David Joseph Webster from Wells Fargo AdvisorsFeb 26, 2014 · Other
- Craig Alan Rose from Axiom Asset Management, LLCDec 20, 2007 · Other
- Michael Campbell Heaberg from Axiom Asset Management, LLCDec 20, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Campbell Michael Heaberg · Chief Executive Officercontrolsince 10/2007 · owns 10% to 25%
- William Robert Loreaux · Executive Vice Presidentcontrolsince 10/2007 · owns 10% to 25%
- Chapel Albert Matt · President/Managing Directorcontrolsince 10/2007 · owns 10% to 25%
- Alan Craig Rose · Managing Directorcontrolsince 04/2015 · owns less than 5%
- Joseph David Webster · Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- Jeremy Daniel Berg · Director Of Financesince 03/2019 · owns less than 5%
- Thomas John Boyle · Title Principalsince 09/2021 · owns less than 5%
Entity owners
- Wealthtrust LLC · Ownerdirect · owns 50% to 75%
- Hightower Holding LLC · Ownerindirect · owns 75% or more of Wealthtrust LLC
- Thl Equity Fund Vii Investors LLC · Ownerindirect · owns 50% to 75% of Hightower Holding LLC
Related persons
Schedule D 7.A
- Delta Asset Management, LLCinvestment advisernRAUM $1.5B
- Duncker Streett & Co.investment advisernRAUM $707M
- Grant Tani Barash & Altman, LLCinvestment advisernRAUM $2.3B
- Harvey Investment Company, LLCinvestment advisernRAUM $1.0B
- Hightower Advisors, LLCinvestment advisernRAUM $199B
- Hightower Securities, LLCbroker-dealerinvestment advisern
- Hightower Trust Services Ltan
- Kanawha Capital Management, LLCinvestment advisernRAUM $1.8B
- Madison Avenue Solutions, LLCinvestment advisernRAUM $2.1B
- The Rikoon Group, LLCinvestment advisernRAUM $72.2M
Advisers that list Axiom Asset Management as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayne, Pa · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 87.0% to 10.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 598 to 614Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Mar 28, 2025 to Mar 30, 2026
- HNW clients · 192 to 225Mar 28, 2025 to Mar 30, 2026
- Individual clients · 396 to 354Mar 28, 2025 to Mar 30, 2026
- Employees · 4 to 5Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 5Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $644M to $698MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $702M to $92.5MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $91.2M to $801MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $159M to $202MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $9.7M to $6.3MMar 28, 2025 to Mar 30, 2026
- RAUM · $803M to $900MMar 28, 2025 to Mar 30, 2026
- Accounts · 612 to 598Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Mar 27, 2024 to Mar 28, 2025
- BD registered reps · 2 to 0Mar 27, 2024 to Mar 28, 2025
- HNW clients · 181 to 192Mar 27, 2024 to Mar 28, 2025
- Individual clients · 422 to 396Mar 27, 2024 to Mar 28, 2025
- Pension plan clients · 9 to 10Mar 27, 2024 to Mar 28, 2025
- Employees · 5 to 4Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Mar 27, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 4Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $582M to $644MMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $621M to $702MMar 27, 2024 to Mar 28, 2025
- Individual RAUM · $98.7M to $91.2MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $147M to $159MMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $8.0M to $9.7MMar 27, 2024 to Mar 28, 2025
- RAUM · $728M to $803MMar 27, 2024 to Mar 28, 2025
- Related insurance company · false to trueMar 27, 2024 to Mar 28, 2025
- Accounts · 1,357 to 612Mar 30, 2023 to Mar 27, 2024
- Advisory activities · 3 to 4Mar 30, 2023 to Mar 27, 2024
- HNW clients · 120 to 181Mar 30, 2023 to Mar 27, 2024
- Individual clients · 491 to 422Mar 30, 2023 to Mar 27, 2024
- Pension plan clients · 10 to 9Mar 30, 2023 to Mar 27, 2024
- Financial planning clients · unset to 51-100Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $518M to $582MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $486M to $621MMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $162M to $98.7MMar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $138M to $147MMar 30, 2023 to Mar 27, 2024
- Pension RAUM · $8.0M to $8.0MMar 30, 2023 to Mar 27, 2024
- RAUM · $656M to $728MMar 30, 2023 to Mar 27, 2024
Signals
3 dated events
- Marie Michelle Thetford (Principal) no longer on Schedule A of Axiom Asset Management (listed 2022-03-31, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Joseph David Webster (Chief Compliance Officer) appeared on Schedule A of Axiom Asset ManagementMar 31, 2021 · Control person joined · fact
- Marie Michelle Thetford (Principal) appeared on Schedule A of Axiom Asset ManagementMar 16, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- axiom@axiomasset.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-688-0050reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-688-0075reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-294-6699reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- AXIOMASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-688-0050reportedpublic record, Form ADV, Jul 22, 2026
- Team page
- axiomasset.com/our-team.htmlreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $225Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026