DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hatteras Investment Partners LLC

Former SEC-registered adviserRaleigh, North CarolinaCRD 128703SEC 801-62608IAPD
Latest filing Mar 28, 2014
First filing on the tape Nov 11, 2011 · 6 filings
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$1.2B as of Mar 28, 2014
Mar 29, 2012$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Mar 28, 2014
Mar 29, 20120 then
Employees (5.A)40 as of Mar 28, 2014
Apr 1, 201345 then
Private funds2 as of Apr 1, 2013
Mar 29, 20122 then
RAUM -12% over the last fiscal yearIARs 12 to 8
Practice profile
derived from the filing of Mar 28, 2014; every figure names its basis
RAUM per advisor
$146MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
2 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Hatteras Core Alternatives 3c1 Fund, L.P.Other Private Fund$15.9M20Mar 29, 2012
Hatteras Core Alternatives Offshore Fund, LtdOther Private Fund$8.6M16Mar 29, 2012
Owners and control persons
Schedule A and B, latest filing
  • Brien David Perkins · Ceo/Founder/Managing Membercontrol
    since 02/2012 · owns 50% to 75%
  • William Mark Yusko · Presidentcontrol
    since 01/2012 · owns 50% to 75% of Mccm Group, LLC
  • Lance Robert Baker · Chief Financial Officer
    since 03/2008 · owns less than 5%
  • Paul Andrew Chica · Chief Compliance Officer
    since 01/2008 · owns less than 5%
  • Michael James Fields · Coo
    since 03/2008 · owns less than 5%
  • Leslie Robert Worthington · President
    since 09/2007 · owns less than 5%
Entity owners
  • Morgan Creek Capital Management, LLC · Owner
    direct · owns 25% to 50%
  • Mccm Group, LLC · Owner
    indirect · owns 75% or more of Morgan Creek Capital Management, LLC
Related persons
Schedule D 7.A
Advisers that list Hatteras Investment Partners LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 3 to 1
    Apr 1, 2013 to Mar 28, 2014
  • Advisory employees · 5 to 4
    Apr 1, 2013 to Mar 28, 2014
  • BD registered reps · 32 to 28
    Apr 1, 2013 to Mar 28, 2014
  • Employees · 45 to 40
    Apr 1, 2013 to Mar 28, 2014
  • Insurance-licensed employees · 0 to 8
    Apr 1, 2013 to Mar 28, 2014
  • State-registered IARs · 12 to 8
    Apr 1, 2013 to Mar 28, 2014
  • Private funds · 2 to unset
    Apr 1, 2013 to Mar 28, 2014
  • Discretionary RAUM · $1.3B to $1.2B
    Apr 1, 2013 to Mar 28, 2014
  • RAUM · $1.3B to $1.2B
    Apr 1, 2013 to Mar 28, 2014
  • Advisory employees · unset to 5.0
    Apr 17, 2012 to Apr 1, 2013
  • BD registered reps · unset to 32.0
    Apr 17, 2012 to Apr 1, 2013
  • Employees · unset to 45.0
    Apr 17, 2012 to Apr 1, 2013
  • State-registered IARs · 0 to 12
    Apr 17, 2012 to Apr 1, 2013
  • Discretionary RAUM · $1.5B to $1.3B
    Apr 17, 2012 to Apr 1, 2013
  • RAUM · $1.5B to $1.3B
    Apr 17, 2012 to Apr 1, 2013
  • Related bank · false to true
    Apr 17, 2012 to Apr 1, 2013
  • Insurance-licensed employees · unset to 0.0
    Nov 11, 2011 to Mar 29, 2012
  • Private funds · unset to 2
    Nov 11, 2011 to Mar 29, 2012
  • Discretionary RAUM · $1.6B to $1.5B
    Nov 11, 2011 to Mar 29, 2012
  • RAUM · $1.6B to $1.5B
    Nov 11, 2011 to Mar 29, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026