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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Jodi Rudd

Advisor at LPL FINANCIAL LLC

FORT MILL, SC | Casper, WY

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Search this name across graphsid dfx:ria:ff7126c1-b787-8cbf-a0ba-a57a9aa128ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 4
On other graphs: 0
Observed: Apr 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 25, 2014
First registration: Apr 28, 2014
Dual registered: yes, broker-dealer
Other names: JODI MARIE SMITH|JODI MARIE SMITH|Jodi Rudd|Jodi M Rudd|Jodi M Smith|JODI MARIE RUDD
IAPD individual key: 6300357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2026	n/a	yes	Casper, WY\|FORT MILL, SC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 27, 2025	Sep 5, 2025	no	Casper, WY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 13, 2023	Apr 17, 2025	no	CASPER, WY\|SAN DIEGO, CA	Previous registration
ORIGIN INVESTMENT ADVISORY LLC	Independent wealth	Aug 5, 2022	Jan 6, 2023	no	CASPER, WY\|SARASOTA, FL	Previous registration
Ellevest	Independent wealth	Feb 14, 2022	Jun 28, 2022	no	CASPER, WY\|NEW YORK, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 22, 2019	May 5, 2021	no	CASPER, WY\|FORT MILL, SC\|CASPER, WY	Previous registration
VICUS CAPITAL, INC.	Independent wealth	Sep 30, 2019	Nov 5, 2019	no	Casper, WY\|CAMP HILL, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 4, 2019	Jun 4, 2019	no	CAMP HILL, PA\|CASPER, WY	Previous registration
GROSS DOMESTIC PRODUCT, INC	Independent wealth	Dec 7, 2018	Jun 11, 2019	no	Casper, WY\|PLAYA DEL REY, CA	Previous registration
THE INVESTMENT ADVISOR ALLIANCE LLC	Former SEC adviser	Jul 30, 2018	Dec 7, 2018	no	Casper, WY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 15, 2017	Jul 10, 2018	no	BILLINGS, MT\|CASPER, WY\|CASPER, WY\|CASPER, WY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 5, 2014	Sep 18, 2017	no	CASPER, WY	Previous registration
EDWARD JONES	National bd RIA	Apr 28, 2014	Jun 26, 2014	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Sep 5, 2025	May 18, 2026	255	Firm change	Ibd to ibd
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 17, 2025	Jun 27, 2025	71	Firm change	Ibd to ibd
ORIGIN INVESTMENT ADVISORY LLC	LPL FINANCIAL LLC	Jan 6, 2023	Jun 13, 2023	158	Firm change	RIA to ibd
Ellevest	ORIGIN INVESTMENT ADVISORY LLC	Jun 28, 2022	Aug 5, 2022	38	Firm change	RIA to RIA
LPL FINANCIAL LLC	Ellevest	May 5, 2021	Feb 14, 2022	285	Firm change	Ibd to RIA
VICUS CAPITAL, INC.	LPL FINANCIAL LLC	Nov 5, 2019	Nov 22, 2019	17	Firm change	RIA to ibd
GROSS DOMESTIC PRODUCT, INC	CETERA ADVISOR NETWORKS LLC	Jun 11, 2019	Jun 4, 2019	-7	Firm change	Other
CETERA ADVISOR NETWORKS LLC	VICUS CAPITAL, INC.	Jun 4, 2019	Sep 30, 2019	118	Firm change	Ibd to RIA
THE INVESTMENT ADVISOR ALLIANCE LLC	GROSS DOMESTIC PRODUCT, INC	Dec 7, 2018	Dec 7, 2018	0	Firm change	Other
WELLS FARGO ADVISORS	THE INVESTMENT ADVISOR ALLIANCE LLC	Jul 10, 2018	Jul 30, 2018	20	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Sep 18, 2017	Sep 15, 2017	-3	Firm change	Wirehouse to wirehouse
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 26, 2014	Aug 5, 2014	40	Firm change	Ibd to wirehouse

Relationships

Registered with (11)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 13, 2023 to Apr 17, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 27, 2025 to Sep 5, 2025factForm ADV
→ ORIGIN INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Aug 5, 2022 to Jan 6, 2023factForm ADV
→ ELLEVESTRegistered adviserregistration: previous registration
Feb 14, 2022 to Jun 28, 2022factForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Sep 30, 2019 to Nov 5, 2019factForm ADV
→ GROSS DOMESTIC PRODUCT, INCRegistered adviserregistration: previous registration
Dec 7, 2018 to Jun 11, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 4, 2019 to Jun 4, 2019factForm ADV
→ THE INVESTMENT ADVISOR ALLIANCE LLCRegistered adviserregistration: previous registration
Jul 30, 2018 to Dec 7, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 15, 2017 to Jul 10, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2014 to Sep 18, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 28, 2014 to Jun 26, 2014factForm ADV

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
Jodi Rudd left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2025
Advisor changed firm
Jodi Rudd left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-06-27)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2023
Advisor changed firm
Jodi Rudd left Origin Investment Advisory Llc for Lpl Financial Llc (registered 2023-06-13)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2022
Advisor changed firm
Jodi Rudd left Ellevest for Origin Investment Advisory Llc (registered 2022-08-05)
Form ADVobserved 6 days ago