DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jodi Rudd

LPL Financial LLCBD affiliatedFort Mill, Sc dual registrantIAPD 6300357

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jodi Marie Smith

At current firm

0 y

since May 18, 2026

In the industry

12 y

since Apr 25, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 18, 2026 · Casper, Wy
Raymond James Financial Services Advisors, Inc BD affiliated
Jun 27, 2025 to Sep 5, 2025 · Casper, Wy
LPL Financial LLC BD affiliated
Jun 13, 2023 to Apr 17, 2025 · Casper, Wy
Origin Investment Advisory LLC independent RIA
Aug 5, 2022 to Jan 6, 2023 · Casper, Wy
Ellevest independent RIA
Feb 14, 2022 to Jun 28, 2022 · Casper, Wy
LPL Financial LLC BD affiliated
Nov 22, 2019 to May 5, 2021 · Casper, Wy
Vicus Capital, Inc. independent RIA
Sep 30, 2019 to Nov 5, 2019 · Casper, Wy
Cetera Advisor Networks LLC former
Jun 4, 2019 to Jun 4, 2019 · Camp Hill, Pa
Gross Domestic Product, Inc independent RIA
Dec 7, 2018 to Jun 11, 2019 · Casper, Wy
The Investment Advisor Alliance LLC former
Jul 30, 2018 to Dec 7, 2018 · Casper, Wy
Wells Fargo Advisors wirehouse
Sep 15, 2017 to Jul 10, 2018 · Billings, Mt
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 5, 2014 to Sep 18, 2017 · Casper, Wy
Edward Jones national BD
Apr 28, 2014 to Jun 26, 2014 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Raymond James Financial Services Advisors, Inc to LPL Financial LLC
left Sep 5, 2025, registered May 18, 2026 (255 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Raymond James Financial Services Advisors, Inc
left Apr 17, 2025, registered Jun 27, 2025 (71 days) · Affiliated broker-dealer or bank to another
Origin Investment Advisory LLC to LPL Financial LLC
left Jan 6, 2023, registered Jun 13, 2023 (158 days) · RIA to affiliated broker-dealer or bank
Ellevest to Origin Investment Advisory LLC
left Jun 28, 2022, registered Aug 5, 2022 (38 days) · RIA to RIA
LPL Financial LLC to Ellevest
left May 5, 2021, registered Feb 14, 2022 (285 days) · Affiliated broker-dealer or bank to independent RIA
Vicus Capital, Inc. to LPL Financial LLC
left Nov 5, 2019, registered Nov 22, 2019 (17 days) · RIA to affiliated broker-dealer or bank
Gross Domestic Product, Inc to Cetera Advisor Networks LLC
left Jun 11, 2019, registered Jun 4, 2019 (-7 days) · Other
Cetera Advisor Networks LLC to Vicus Capital, Inc.
left Jun 4, 2019, registered Sep 30, 2019 (118 days) · Affiliated broker-dealer or bank to independent RIA
The Investment Advisor Alliance LLC to Gross Domestic Product, Inc
left Dec 7, 2018, registered Dec 7, 2018 (0 days) · Other
Wells Fargo Advisors to The Investment Advisor Alliance LLC
left Jul 10, 2018, registered Jul 30, 2018 (20 days) · Wirehouse to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Sep 18, 2017, registered Sep 15, 2017 (-3 days) · Wirehouse to wirehouse
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 26, 2014, registered Aug 5, 2014 (40 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Jodi Rudd left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2026-05-18)
Sep 5, 2025 · Advisor changed firm · fact
Jodi Rudd left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-06-27)
Apr 17, 2025 · Advisor changed firm · fact
Jodi Rudd left Origin Investment Advisory Llc for Lpl Financial Llc (registered 2023-06-13)
Jan 6, 2023 · Advisor changed firm · fact
Jodi Rudd left Ellevest for Origin Investment Advisory Llc (registered 2022-08-05)
Jun 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address