DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Dean Kersey

Creativeone Wealth, LLCindependent RIAOverland Park, Ks IA-onlyIAPD 1011760

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Jim Kersey

At current firm

2 y

since Feb 1, 2024

In the industry

31 y

since Sep 23, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Creativeone Wealth, LLC independent RIA current
since Feb 1, 2024 · Rocklin, Ca
Planmember Securities Corporation independent RIA
May 26, 2021 to Feb 2, 2024 · Carpinteria, Ca
J. W. Cole Advisors, Inc. BD affiliated
Apr 16, 2019 to May 27, 2021 · Rocklin, Ca
Global Financial Private Capital, Inc. former
Nov 27, 2012 to Apr 23, 2019 · Rocklin, Ca
Gradient Advisors, LLC independent RIA
Mar 22, 2012 to Nov 21, 2012 · Rocklin, Ca
Gradient Advisors, LLC independent RIA
Jan 11, 2011 to Feb 14, 2012 · Rocklin, Ca
Legacy Advisory Services, Inc. unclassified
Oct 6, 2003 to Nov 17, 2003 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

Planmember Securities Corporation to Creativeone Wealth, LLC
left Feb 2, 2024, registered Feb 1, 2024 (-1 days) · RIA to RIA
J. W. Cole Advisors, Inc. to Planmember Securities Corporation
left May 27, 2021, registered May 26, 2021 (-1 days) · RIA to RIA
Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.
left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · corporate re-registration, not a move
Gradient Advisors, LLC to Global Financial Private Capital, Inc.
left Nov 21, 2012, registered Nov 27, 2012 (6 days) · Other
Legacy Advisory Services, Inc. to Gradient Advisors, LLC
left Nov 17, 2003, registered Jan 11, 2011 (2612 days) · Other

Signals

James Dean Kersey left Planmember Securities Corporation for Creativeone Wealth, Llc (registered 2024-02-01)
Feb 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address