RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•••• C•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 4, 2026 · Deerfield, Il
- N••••••••• A•••• M••••••••• L•• independent RIAMay 3, 2024 to Dec 31, 2024 · Deerfield, Il
- N••••••••• A•••• M••••••••• L•• independent RIAMay 3, 2024 to Mar 20, 2026 · Deerfield, Il
- S•••••••• W••••• P••••••• formerFeb 3, 2015 to May 6, 2024 · Deerfield, Il
- S•••••••• W••••• P•••••••• L•• formerMay 23, 2008 to Feb 10, 2015 · Deerfield, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthNov 2, 2006 to May 22, 2008 · Chicago, Il
- M•••••• F••••••••• I••• unclassifiedJan 3, 1998 to May 22, 2008 · Chicago, Il
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 4, 2026 (-75 days) · corporate re-registration, not a move
- S•••••••• W••••• P••••••• to N••••••••• A•••• M••••••••• L••left May 6, 2024, registered May 3, 2024 (-3 days) · RIA to RIA · moved with a team
- S•••••••• W••••• P•••••••• L•• to S•••••••• W••••• P•••••••left Feb 10, 2015, registered Feb 3, 2015 (-7 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• F•••••••• I••••••••• M••••••••• I••• to S•••••••• W••••• P•••••••• L••left May 22, 2008, registered May 23, 2008 (1 days) · Other
- M•••••• F••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left May 22, 2008, registered Nov 2, 2006 (-567 days) · Other
- D•••• J•••• C••••••• left S•••••••• W••••• P••••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-05-03)May 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address