DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A••••• H•••••

M••••••••• W••••• M••••••••• L••independent RIAWaukesha, WiIA-onlyIAPD 1015599

Feed of 09/14/2026

At current firm

2 y

since Apr 12, 2024

In the industry

44 y

since Sep 2, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Founding Partner, Portfolio Manager & Wealth Advisorreportedmorgan-aly.comfirm site, Sep 16, 2026
Designations: CPFAreportedmorgan-aly.comas printed on the bio page, Sep 16, 2026
Professional profile: morgan-aly.com/about-us/meet-the-team/2-uncategorised/2-jim-hayettreportedmorgan-aly.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

M••••••••• W••••• M••••••••• L•• independent RIA current
since Apr 12, 2024 · Waukesha, Wi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Dec 11, 2014 to Dec 5, 2023 · Pewaukee, Wi
N••• F•••••••• G••••• I••• former
Mar 4, 2008 to Dec 10, 2014 · Pewaukee, Wi
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Apr 2, 2008 · Hartland, Wi
S••••• S••••••••• C••••••••• unclassified
Apr 17, 2003 to Oct 31, 2005 · Hartland, Wi

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••••••• W••••• M••••••••• L••
left Dec 5, 2023, registered Apr 12, 2024 (129 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
N••• F•••••••• G••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 10, 2014, registered Dec 11, 2014 (1 days) · Other
S•••••••• F••••••••• I••• to N••• F•••••••• G••••• I•••
left Apr 2, 2008, registered Mar 4, 2008 (-29 days) · Other
S••••• S••••••••• C••••••••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Signals

J•••• A••••• H••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for M••••••••• W••••• M••••••••• L•• (registered 2024-04-12)
Dec 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address