DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Helmut Auslander
Certified Financial Planner
Feed of 09/15/2026
Also filed as Rusty Auslander
At current firm
1 y
since Jan 14, 2025
In the industry
46 y
since Sep 1, 1980 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Seabridge Investment Advisors LLC independent RIA currentsince Jan 14, 2025 · Belleair, Fl
- Kestra Advisory Services, LLC BD affiliatedMay 24, 2016 to Dec 8, 2021 · Orlando, Fl
- Provise Management Group, LLC independent RIAMar 3, 2014 to Dec 31, 2024 · Clearwater, Fl
- Nfp Advisor Services, LLC formerFeb 25, 2014 to Sep 22, 2016 · Clearwater, Fl
- Foothill Securities, Inc. formerJul 6, 2009 to Mar 5, 2013 · Orlando, Fl
- Voya Financial Advisors, Inc. BD affiliatedJun 6, 2007 to Jun 30, 2009 · Orlando, Fl
- American Financial Advisors Inc independent RIADec 2, 1997 to Jul 8, 2013 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- Provise Management Group, LLC to Kestra Advisory Services, LLCleft Dec 31, 2024, registered May 24, 2016 (-3143 days) · Other
- Kestra Advisory Services, LLC to Seabridge Investment Advisors LLCleft Dec 8, 2021, registered Jan 14, 2025 (1133 days) · Affiliated broker-dealer or bank to independent RIA
- Nfp Advisor Services, LLC to Provise Management Group, LLCleft Sep 22, 2016, registered Mar 3, 2014 (-934 days) · Other
- American Financial Advisors Inc to Voya Financial Advisors, Inc.left Jul 8, 2013, registered Jun 6, 2007 (-2224 days) · Other
- Foothill Securities, Inc. to Nfp Advisor Services, LLCleft Mar 5, 2013, registered Feb 25, 2014 (357 days) · Other
- Voya Financial Advisors, Inc. to Foothill Securities, Inc.left Jun 30, 2009, registered Jul 6, 2009 (6 days) · Other
Signals
- Paul Helmut Auslander left Provise Management Group, Llc for Kestra Advisory Services, Llc (registered 2016-05-24)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address