RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• N•••••• L••••••
- E•• A••••••• S•••••••• I•• independent RIA currentsince Apr 14, 2011 · Southfield, Mi
- G••••• W••••• M••••••••• I••• BD affiliatedJan 4, 2011 to Jun 30, 2011 · Englewood, Co
- S••••••••• A•••••• A•••••••• I••• formerDec 1, 2010 to Dec 10, 2010 · Southfield, Mi
- T••••••••• A•••• M••••••••• formerNov 30, 2010 to Dec 15, 2010 · Mount Clemens, Mi
- S••••••••• A•••••• A•••••••• I••• formerMar 18, 2009 to Nov 26, 2010 · La Vista, Ne
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Sep 29, 2008 · Atlanta, Ga
- E•••••• P•••• A••••••• I••• unclassifiedJul 18, 2003 to Aug 9, 2005 · Southfield, Mi
- W•••• F•••• A••••••• wirehouseJul 17, 2003 to Jul 28, 2003 · Dallas, Tx
- G••••• W••••• M••••••••• I••• to E•• A••••••• S•••••••• I••left Jun 30, 2011, registered Apr 14, 2011 (-77 days) · Other
- T••••••••• A•••• M••••••••• to S••••••••• A•••••• A•••••••• I•••left Dec 15, 2010, registered Dec 1, 2010 (-14 days) · Other
- S••••••••• A•••••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Dec 10, 2010, registered Jan 4, 2011 (25 days) · Other
- S••••••••• A•••••• A•••••••• I••• to T••••••••• A•••• M•••••••••left Nov 26, 2010, registered Nov 30, 2010 (4 days) · Other
- I•••••••• C•••••• A••••••• to S••••••••• A•••••• A•••••••• I•••left Sep 29, 2008, registered Mar 18, 2009 (170 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Aug 9, 2005, registered Jun 16, 2005 (-54 days) · Other
- W•••• F•••• A••••••• to E•••••• P•••• A••••••• I•••left Jul 28, 2003, registered Jul 18, 2003 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address