DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Polly Marie Stoecklein

Pinkerton Wealth Partnersindependent RIACoeur D'Alene, Id IA-onlyIAPD 1041896

Certified Financial Planner

Feed of 09/15/2026

Also filed as Polly Marie Stoecklein

At current firm

0 y

since Oct 10, 2025

In the industry

45 y

since May 15, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pinkerton Wealth Partners independent RIA current
since Oct 10, 2025 · Coeur D'Alene, Id
Consolidated Portfolio Review Corp independent RIA
Apr 1, 2025 to Apr 30, 2025 · Manhattan, Ks
Consolidated Portfolio Review Corp independent RIA
Aug 15, 2022 to Apr 1, 2025 · Manhattan, Ks
Independent Advisor Alliance, LLC independent RIA
Sep 13, 2018 to Aug 16, 2022 · Manhattan, Ks
LPL Financial LLC BD affiliated
Sep 8, 2016 to Oct 6, 2020 · Manhattan, Ks
Independent Financial Partners BD affiliated
Nov 26, 2012 to Sep 14, 2018 · Manhattan, Ks
New England Securities Corporation former
Sep 16, 1997 to Nov 26, 2012 · Manhattan, Ks

Moves

a registration end followed by a registration begin elsewhere

Consolidated Portfolio Review Corp to Pinkerton Wealth Partners
left Apr 30, 2025, registered Oct 10, 2025 (163 days) · RIA to RIA
Independent Advisor Alliance, LLC to Consolidated Portfolio Review Corp
left Aug 16, 2022, registered Aug 15, 2022 (-1 days) · RIA to RIA
LPL Financial LLC to Independent Advisor Alliance, LLC
left Oct 6, 2020, registered Sep 13, 2018 (-754 days) · Affiliated broker-dealer or bank to independent RIA
Independent Financial Partners to LPL Financial LLC
left Sep 14, 2018, registered Sep 8, 2016 (-736 days) · Other
New England Securities Corporation to Independent Financial Partners
left Nov 26, 2012, registered Nov 26, 2012 (0 days) · Other

Signals

Polly Marie Stoecklein left Consolidated Portfolio Review Corp for Pinkerton Wealth Partners (registered 2025-10-10)
Apr 30, 2025 · Advisor changed firm · fact
Polly Marie Stoecklein left Independent Advisor Alliance, Llc for Consolidated Portfolio Review Corp (registered 2022-08-15)
Aug 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address