DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carla Cristine Ulrichherring
Feed of 09/14/2026
Also filed as Carla Cristine Ulrichherring
At current firm
6 y
since May 28, 2020
In the industry
42 y
since Dec 16, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince May 28, 2020 · Westlake, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to May 24, 2020 · San Antonio, Tx
- Usaa Financial Planning Services formerJan 27, 2017 to Jan 8, 2018 · Addison, Tx
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jun 21, 2016 · Dallas, Tx
- A. G. Edwards & Sons, Inc. unclassifiedJan 5, 1996 to Jan 1, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Usaa Investment Services Company to Charles Schwab & Co., Inc.left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Usaa Financial Planning Servicesleft Jun 21, 2016, registered Jan 27, 2017 (220 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address