RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• V•• H•••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Sevierville, Tn
- L••• S••••• A•••••••• L•• formerJul 23, 2018 to Nov 3, 2025 · Sevierville, Tn
- M• H••••••• S••••••••• I••• BD affiliatedApr 2, 2012 to Jul 11, 2018 · Knoxville, Tn
- O•••• F•• I••• formerApr 7, 2009 to Apr 11, 2012 · Knoxville, Tn
- M•• F•••••••• S•••••••• I••• formerMar 9, 2004 to Apr 15, 2009 · Knoxville, Tn
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- M• H••••••• S••••••••• I••• to L••• S••••• A•••••••• L••left Jul 11, 2018, registered Jul 23, 2018 (12 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to M• H••••••• S••••••••• I•••left Apr 11, 2012, registered Apr 2, 2012 (-9 days) · Other
- M•• F•••••••• S•••••••• I••• to O•••• F•• I•••left Apr 15, 2009, registered Apr 7, 2009 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address