DFX Intelligence
RIA Intelligence
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Registered advisor
G••• B•••• K•••••••
Feed of 09/14/2026
At current firm
9 y
since Jul 28, 2017
In the industry
42 y
since Feb 6, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••••• C•••••• M••••••••• independent RIA currentsince Jul 28, 2017 · Sanford, Fl
- B• R•••• W••••• M••••••••• formerMar 1, 2007 to Dec 31, 2010 · Memphis, Tn
- C•••••• S••••••••• O• A••••••• I••• unclassifiedAug 30, 2005 to Mar 1, 2007 · Orlando, Fl
- K••••••• C•••••• M••••••••• independent RIAMay 2, 2003 to Aug 18, 2003 · Orlando, Fl
- W•••• F•••• A••••••• wirehouseJan 2, 2001 to Apr 12, 2004 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• M••••••••• to K••••••• C•••••• M•••••••••left Dec 31, 2010, registered Jul 28, 2017 (2401 days) · Other
- C•••••• S••••••••• O• A••••••• I••• to B• R•••• W••••• M•••••••••left Mar 1, 2007, registered Mar 1, 2007 (0 days) · Other
- W•••• F•••• A••••••• to K••••••• C•••••• M•••••••••left Apr 12, 2004, registered May 2, 2003 (-346 days) · Other
- K••••••• C•••••• M••••••••• to C•••••• S••••••••• O• A••••••• I•••left Aug 18, 2003, registered Aug 30, 2005 (743 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address