DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• C•••••• M•••••••••
Legal name K••••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 28, 2012 · 18 filings
SEC status approved since Apr 18, 2025
RAUM
$111M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$111M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$111M as of Mar 27, 2026
Mar 28, 2012$115M then
HNW client RAUM$98.2M as of Mar 27, 2026
Mar 28, 2025$89.7M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 28, 20120 then
Employees (5.A)2 as of Mar 27, 2026
Mar 20, 20132 then
Private funds: no history
RAUM -6.0% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 227derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $901,091derivedHNW RAUM over HNW clients
- Average account
- $488,529derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -14%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.2M89%
- Individuals$12.7M11%
- Individual clients
- 118reported
- HNW clients
- 109reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 227reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• B•••• K••••••• | Sanford, Fl | Jul 28, 2017 | 42 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••• B•••• K••••••• to C•••••• S••••••••• O• A••••••• I•••Aug 18, 2003 · Other
Joined, latest
- G••• B•••• K••••••• from B• R•••• W••••• M•••••••••Jul 28, 2017 · Other
- G••• B•••• K••••••• from W•••• F•••• A•••••••May 2, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• G•••• B•••• · Managing Member/Chief Compliance Officercontrolsince 01/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 264 to 227May 6, 2025 to Mar 27, 2026
- HNW clients · 117 to 109May 6, 2025 to Mar 27, 2026
- Individual clients · 147 to 118May 6, 2025 to Mar 27, 2026
- Assets in custody · unset to 0.0May 6, 2025 to Mar 27, 2026
- Discretionary RAUM · $116M to $110MMay 6, 2025 to Mar 27, 2026
- HNW RAUM · $89.7M to $98.2MMay 6, 2025 to Mar 27, 2026
- Individual RAUM · $28.3M to $12.7MMay 6, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.3M to $781,561May 6, 2025 to Mar 27, 2026
- RAUM · $118M to $111MMay 6, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 6, 2025
- Accounts · 228 to 264Oct 30, 2017 to Mar 28, 2025
- Charity clients · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- Corporate clients · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- HNW clients · 22 to 117Oct 30, 2017 to Mar 28, 2025
- Individual clients · 206 to 147Oct 30, 2017 to Mar 28, 2025
- Pension plan clients · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- Pooled vehicle clients · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- Assets in custody · 45000000.0 to unsetOct 30, 2017 to Mar 28, 2025
- Custody of client assets · true to falseOct 30, 2017 to Mar 28, 2025
- HQ city · ORLANDO to Oct 30, 2017 to Mar 28, 2025
- HQ state · FL to Oct 30, 2017 to Mar 28, 2025
- Discretionary RAUM · $42.0M to $116MOct 30, 2017 to Mar 28, 2025
- HNW RAUM · $22.0M to $89.7MOct 30, 2017 to Mar 28, 2025
- Individual RAUM · $21.4M to $28.3MOct 30, 2017 to Mar 28, 2025
- Non-discretionary RAUM · $1.4M to $2.3MOct 30, 2017 to Mar 28, 2025
- Pension RAUM · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- Pooled vehicle RAUM · 0.0 to unsetOct 30, 2017 to Mar 28, 2025
- RAUM · $43.4M to $118MOct 30, 2017 to Mar 28, 2025
- Accounts · 231 to 228Sep 6, 2017 to Oct 30, 2017
- Charity clients · unset to 0.0Sep 6, 2017 to Oct 30, 2017
- Corporate clients · unset to 0.0Sep 6, 2017 to Oct 30, 2017
- HNW clients · unset to 22.0Sep 6, 2017 to Oct 30, 2017
- Individual clients · unset to 206.0Sep 6, 2017 to Oct 30, 2017
- Pension plan clients · unset to 0.0Sep 6, 2017 to Oct 30, 2017
- Pooled vehicle clients · unset to 0.0Sep 6, 2017 to Oct 30, 2017
- Other offices · unset to 0.0Sep 6, 2017 to Oct 30, 2017
- Discretionary RAUM · $50.0M to $42.0MSep 6, 2017 to Oct 30, 2017
- HNW RAUM · unset to 22000000.0Sep 6, 2017 to Oct 30, 2017
- Individual RAUM · unset to 21400000.0Sep 6, 2017 to Oct 30, 2017
- Non-discretionary RAUM · $2.0M to $1.4MSep 6, 2017 to Oct 30, 2017
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- convictionleaders.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 407-514-3180reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026