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Registered advisor
S•••• M•••• W••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• M Stover
At current firm
6 y
since Jul 29, 2020
In the industry
40 y
since Sep 25, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
3
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•••••• I••••••••• independent RIA currentsince Oct 11, 2024 · Cleveland, Oh
- B••••• F•••••••• A••••••• L•• independent RIA currentsince Nov 2, 2023 · Cleveland, Oh
- C•••••• A••••••• BD affiliated currentsince Jul 29, 2020 · Cleveland, Oh
- E•••••••• A•••••••• L•• national BDDec 20, 2019 to Jul 30, 2020 · Independence, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 31, 2019 to Sep 20, 2019 · Woodmere Village, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 14, 2016 to Sep 28, 2018 · Cleveland, Oh
- M••••• S•••••• wirehouseJul 29, 2013 to Oct 31, 2016 · Pepper Pike, Oh
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••• A•••••••left Jul 30, 2020, registered Jul 29, 2020 (-1 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••••• A•••••••• L••left Sep 20, 2019, registered Dec 20, 2019 (91 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 28, 2018, registered Jan 31, 2019 (125 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 31, 2016, registered Dec 14, 2016 (44 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address