RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2020 · Leawood, Ks
- W•••• F•••• A••••••• wirehouseMay 27, 2015 to Jun 23, 2020 · Overland Park, Ks
- U•• F•••••••• S••••••• I••• wirehouseOct 21, 2011 to Jun 2, 2015 · Louisville, Ky
- F••••• M••••• W••••• A•••••••• L•• independent RIAMar 17, 2011 to Oct 20, 2011 · Kansas City, Mo
- W•••• F•••• A••••••• wirehouseNov 10, 2004 to Mar 15, 2011 · Mission Woods, Ks
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2002 to Nov 26, 2004 · Overland Park, Ks
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 23, 2020, registered Jun 23, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 2, 2015, registered May 27, 2015 (-6 days) · Wirehouse to wirehouse
- F••••• M••••• W••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 20, 2011, registered Oct 21, 2011 (1 days) · Other
- W•••• F•••• A••••••• to F••••• M••••• W••••• A•••••••• L••left Mar 15, 2011, registered Mar 17, 2011 (2 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 26, 2004, registered Nov 10, 2004 (-16 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address