RIA Intelligence

• W••••••••• A••••••• P••••••• L•• BD affiliated current
  since Jan 2, 2026 · West Chester, Pa
• I••••••••• F•••••••• P••••••• BD affiliated
  Dec 21, 2015 to Jul 30, 2019 · Jupiter, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 27, 2012 to Jan 15, 2016 · Palm Beach Gardens, Fl
• K••••• A•••••••• I••• BD affiliated
  Jan 12, 2009 to Apr 27, 2012 · Jupiter, Fl
• 1•••• E•••••••• D••••• I••• unclassified
  Sep 11, 2006 to Jan 9, 2009 · Jupiter, Fl

• I••••••••• F•••••••• P••••••• to W••••••••• A••••••• P••••••• L••
  left Jul 30, 2019, registered Jan 2, 2026 (2348 days) · Affiliated broker-dealer or bank to independent RIA
• A••••••••• F•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Jan 15, 2016, registered Dec 21, 2015 (-25 days) · Other
• K••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Apr 27, 2012, registered Apr 27, 2012 (0 days) · Other
• 1•••• E•••••••• D••••• I••• to K••••• A•••••••• I•••
  left Jan 9, 2009, registered Jan 12, 2009 (3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address