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Feed of 09/14/2026
Also filed as Ken John S•••••••••
At current firm
1 y
since Mar 21, 2025
In the industry
43 y
since Sep 12, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Mar 21, 2025 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseOct 13, 2022 to Mar 26, 2025 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 13, 2022 · Wichita, Ks
- P••••••••• E••••• G••••• L•• unclassifiedJul 26, 1991 to Jul 1, 2003 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Mar 26, 2025, registered Mar 21, 2025 (-5 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 13, 2022, registered Oct 13, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- K•••••• S••••••••• left W•••• F•••• A••••••• for &Partners (registered 2025-03-21)Mar 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address