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Registered advisor
L•••• H•••••
Feed of 09/14/2026
Also filed as L•••• I H•••••
At current firm
1 y
since Mar 31, 2025
In the industry
31 y
since Jun 23, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Palm Harbor, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 2, 2022 to Mar 31, 2025 · Tampa, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Nov 18, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Spring Hill, Fl
- B••• I••••••••• S•••••••• I••• formerMay 19, 2010 to Jan 2, 2018 · New Port Richey, Fl
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Mar 31, 2010 · Manchester, Ky
- N•••••• I••••••••• I••• unclassifiedDec 1, 2008 to Nov 13, 2009 · London, Ky
- S•••••••• A••••••• L•• national BDNov 13, 1998 to Oct 28, 2008 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 18, 2021, registered Feb 2, 2022 (76 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B••• I••••••••• S•••••••• I•••left Mar 31, 2010, registered May 19, 2010 (49 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to N•••••• I••••••••• I•••left Oct 28, 2008, registered Dec 1, 2008 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address