DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Glenn Stafford
Feed of 09/14/2026
Also filed as Dan Stafford
At current firm
3 y
since Jan 25, 2023
In the industry
31 y
since Jan 19, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Assuredpartners Investment Advisors mixed wealth currentsince Jan 25, 2023 · Madison, Wi
- Independent Financial Partners BD affiliatedNov 27, 2013 to Jan 23, 2023 · Madison, Wi
- Harbour Investments, Inc. independent RIAOct 4, 2011 to Apr 1, 2013 · Madison, Wi
- Coordinated Capital Securities, Inc. independent RIAAug 18, 2009 to Sep 30, 2011 · Madison, Wi
- Baker Tilly Investment Advisors formerApr 10, 2000 to Jul 9, 2009 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to Assuredpartners Investment Advisorsleft Jan 23, 2023, registered Jan 25, 2023 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Harbour Investments, Inc. to Independent Financial Partnersleft Apr 1, 2013, registered Nov 27, 2013 (240 days) · Other
- Coordinated Capital Securities, Inc. to Harbour Investments, Inc.left Sep 30, 2011, registered Oct 4, 2011 (4 days) · Other
- Baker Tilly Investment Advisors to Coordinated Capital Securities, Inc.left Jul 9, 2009, registered Aug 18, 2009 (40 days) · Other
Signals
- Daniel Glenn Stafford left Independent Financial Partners for Assuredpartners Investment Advisors (registered 2023-01-25)Jan 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address