C•••••• K•• H•••

• U•• F•••••••• S••••••• I••• wirehouse current
  since May 10, 2018 · Birmingham, Mi
• H•••••••• A•••••••• L•• BD affiliated
  May 1, 2017 to May 7, 2018 · Bloomfield Hills, Mi
• W•••• F•••• A••••••• wirehouse
  May 12, 2014 to May 2, 2017 · Bloomfield Hills, Mi
• W•••• F•••• A••••••• wirehouse
  Oct 13, 2010 to May 1, 2014 · Birmingham, Mi

• H•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
  left May 7, 2018, registered May 10, 2018 (3 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to H•••••••• A•••••••• L••
  left May 2, 2017, registered May 1, 2017 (-1 days) · Other · moved with a team
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left May 1, 2014, registered May 12, 2014 (11 days) · channel change inside one enterprise, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address