RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P•••••• F•••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Aug 16, 2019 · New Cumberland, Wv
- G••••• I••••••••• A•••••••• L•• unclassifiedJan 5, 2017 to Dec 26, 2019 · New Cumberland, Wv
- C••••• A••••••• L•• formerOct 3, 2016 to Nov 11, 2016 · New Cumberland, Wv
- I•••••••• C•••••• A••••••• formerJan 3, 2005 to Oct 3, 2016 · Lynnfield, Ma
- E•••••• P•••• A••••••• I••• unclassifiedAug 3, 1998 to Dec 31, 2004 · Weirton, Wv
- G••••• I••••••••• A•••••••• L•• to S•••• I••••• S••••••••• L••left Dec 26, 2019, registered Aug 16, 2019 (-132 days) · Other
- C••••• A••••••• L•• to G••••• I••••••••• A•••••••• L••left Nov 11, 2016, registered Jan 5, 2017 (55 days) · Other
- I•••••••• C•••••• A••••••• to C••••• A••••••• L••left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 3, 2005 (3 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address