DFX Intelligence

RIA Intelligence

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Registered advisor

R••••• N•••••• C••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedClearwater, Fldual registrantIAPD 1155902

Certified Financial Planner

Feed of 09/14/2026

Also filed as Bob C••••••••

At current firm

3 y

since May 9, 2023

In the industry

43 y

since Aug 18, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 9, 2023 · Clearwater, Fl
W•••• F•••• A••••••• wirehouse
Mar 9, 2018 to May 15, 2023 · Clearwater, Fl
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Mar 9, 2018 · Clearwater, Fl
A• G• E•••••• • S•••• I••• unclassified
Jul 18, 1994 to Jan 1, 2008 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left May 15, 2023, registered May 9, 2023 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Mar 9, 2018, registered Mar 9, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

R••••• N•••••• C•••••••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-05-09)
May 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address