DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michelle Lea Phillips

Allworth Financial, L.P.BD affiliatedAlbuquerque, Nm IA-onlyIAPD 1171592

Feed of 09/14/2026

Also filed as Michelle Garbercoffman

At current firm

2 y

since Jun 17, 2024

In the industry

37 y

since Jun 12, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allworth Financial, L.P. BD affiliated current
since Jun 17, 2024 · Albuquerque, Nm
Portside Wealth Group, LLC independent RIA
Apr 25, 2023 to Mar 21, 2024 · Provo, Ut
Townsquare Capital, LLC asset manager
Apr 14, 2020 to Jun 25, 2023 · Lehi, Ut
Horter Investment Management, LLC independent RIA
Apr 18, 2011 to May 26, 2020 · Rio Rancho, Nm
Wells Fargo Investments, LLC unclassified
Feb 5, 2008 to Dec 16, 2009 · Albuquerque, Nm
Wells Fargo Advisors wirehouse
Aug 8, 2000 to Jan 7, 2008 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

Portside Wealth Group, LLC to Allworth Financial, L.P.
left Mar 21, 2024, registered Jun 17, 2024 (88 days) · RIA to affiliated broker-dealer or bank
Townsquare Capital, LLC to Portside Wealth Group, LLC
left Jun 25, 2023, registered Apr 25, 2023 (-61 days) · corporate re-registration, not a move
Horter Investment Management, LLC to Townsquare Capital, LLC
left May 26, 2020, registered Apr 14, 2020 (-42 days) · RIA to RIA · moved with a team
Wells Fargo Investments, LLC to Horter Investment Management, LLC
left Dec 16, 2009, registered Apr 18, 2011 (488 days) · Other
Wells Fargo Advisors to Wells Fargo Investments, LLC
left Jan 7, 2008, registered Feb 5, 2008 (29 days) · Other

Signals

Michelle Lea Phillips left Portside Wealth Group, Llc for Allworth Financial, L.P. (registered 2024-06-17)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address