DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Kent Petticord
Feed of 09/14/2026
Also filed as Kent Petticord
At current firm
5 y
since May 3, 2021
In the industry
29 y
since Mar 1, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Portfolio Medics, LLC independent RIA currentsince May 3, 2021 · Winston-Salem, Nc
- Alphastar Capital Management independent RIADec 10, 2019 to May 13, 2021 · Cornelius, Nc
- Horter Investment Management, LLC independent RIAFeb 28, 2017 to Nov 29, 2019 · Winston-Salem, Nc
- Global Financial Private Capital, Inc. formerDec 5, 2012 to Feb 19, 2016 · Greensboro, Nc
- Planmember Securities Corporation independent RIAOct 1, 2009 to Dec 31, 2010 · Winston Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- Alphastar Capital Management to Portfolio Medics, LLCleft May 13, 2021, registered May 3, 2021 (-10 days) · RIA to RIA · moved with a team
- Horter Investment Management, LLC to Alphastar Capital Managementleft Nov 29, 2019, registered Dec 10, 2019 (11 days) · RIA to RIA
- Global Financial Private Capital, Inc. to Horter Investment Management, LLCleft Feb 19, 2016, registered Feb 28, 2017 (375 days) · Other
- Planmember Securities Corporation to Global Financial Private Capital, Inc.left Dec 31, 2010, registered Dec 5, 2012 (705 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address