RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V•••••• R••••
- F•••••••• M••••••••• S••••••••• I••• independent RIA currentsince Aug 31, 2015 · Zelienople, Pa
- C•••••• A••••••• BD affiliatedDec 19, 2013 to Jul 31, 2015 · Wexford, Pa
- L•••••• I••••••••• independent RIAApr 7, 2011 to Jul 31, 2015 · Cincinnati, Oh
- G•••• A••••••• A•••••••• I••• formerDec 23, 2009 to Aug 2, 2010 · Wexford, Pa
- V••• F•••••••• P•••••••• L•• formerJul 28, 2004 to Jan 8, 2010 · Wexford, Pa
- G•••••••• F••••••••• I•• unclassifiedJul 29, 2003 to Aug 4, 2004 · Pittsburg, Pa
- C•••••• A••••••• to F•••••••• M••••••••• S••••••••• I•••left Jul 31, 2015, registered Aug 31, 2015 (31 days) · Other
- L•••••• I••••••••• to C•••••• A•••••••left Jul 31, 2015, registered Dec 19, 2013 (-589 days) · Other
- G•••• A••••••• A•••••••• I••• to L•••••• I•••••••••left Aug 2, 2010, registered Apr 7, 2011 (248 days) · corporate re-registration, not a move
- V••• F•••••••• P•••••••• L•• to G•••• A••••••• A•••••••• I•••left Jan 8, 2010, registered Dec 23, 2009 (-16 days) · Other
- G•••••••• F••••••••• I•• to V••• F•••••••• P•••••••• L••left Aug 4, 2004, registered Jul 28, 2004 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address