DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Carroll Billingsley
Feed of 09/14/2026
Also filed as James Billingsley
At current firm
3 y
since Jan 26, 2023
In the industry
42 y
since Oct 27, 1983 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Plan Group Financial, Inc. independent RIA currentsince Jan 26, 2023 · Oklahoma City, Ok
- Plan Group Financial, Inc. independent RIAMar 13, 2018 to Dec 31, 2022 · Oklahoma City, Ok
- Signal Research Group LLC state registeredOct 18, 2016 to Feb 23, 2018 · Edmond, Ok
- Oneamerica Securities, Inc. BD affiliatedFeb 15, 2013 to Oct 4, 2016 · Edmond, Ok
- Concourse Financial Group Advisors formerJul 15, 2011 to Mar 14, 2013 · Oklahoma City, Ok
- Msi Financial Services, Inc. formerSep 15, 2008 to Jun 8, 2010 · Oklahoma City, Ok
- Synergy Investment Group, LLC formerMar 6, 2007 to Sep 8, 2008 · Oklahoma City, Ok
- MML Investors Services, LLC BD affiliatedJul 18, 2005 to Dec 31, 2006 · Oklahoma City, Ok
- Park Avenue Securities LLC BD affiliatedJan 26, 2004 to Jun 15, 2005 · Oklahoma City, Ok
- Banc Of America Investment Services, Inc. unclassifiedSep 4, 2002 to Mar 24, 2003 · Oklahoma City, Ok
- Bok Financial Advisors BD affiliatedJun 29, 1998 to Aug 2, 2002 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- Signal Research Group LLC to Plan Group Financial, Inc.left Feb 23, 2018, registered Mar 13, 2018 (18 days) · Other · moved with a team
- Oneamerica Securities, Inc. to Signal Research Group LLCleft Oct 4, 2016, registered Oct 18, 2016 (14 days) · Other
- Concourse Financial Group Advisors to Oneamerica Securities, Inc.left Mar 14, 2013, registered Feb 15, 2013 (-27 days) · Other
- Msi Financial Services, Inc. to Concourse Financial Group Advisorsleft Jun 8, 2010, registered Jul 15, 2011 (402 days) · Other
- Synergy Investment Group, LLC to Msi Financial Services, Inc.left Sep 8, 2008, registered Sep 15, 2008 (7 days) · Other
- MML Investors Services, LLC to Synergy Investment Group, LLCleft Dec 31, 2006, registered Mar 6, 2007 (65 days) · Other
- Park Avenue Securities LLC to MML Investors Services, LLCleft Jun 15, 2005, registered Jul 18, 2005 (33 days) · Other
- Banc Of America Investment Services, Inc. to Park Avenue Securities LLCleft Mar 24, 2003, registered Jan 26, 2004 (308 days) · Other
- Bok Financial Advisors to Banc Of America Investment Services, Inc.left Aug 2, 2002, registered Sep 4, 2002 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address