RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• F• B•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 22, 2025 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 10, 2024 · St. Petersburg, Fl
- S•••••••• A•••••••• L•• BD affiliatedOct 22, 2021 to May 6, 2022 · Miami, Fl
- E•••••• A••••••• G••••• L•• BD affiliatedOct 26, 2017 to Oct 22, 2021 · Republic, Mo
- S•••••••• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 6, 2022, registered Jan 10, 2024 (614 days) · Affiliated broker-dealer or bank to another
- E•••••• A••••••• G••••• L•• to S•••••••• A•••••••• L••left Oct 22, 2021, registered Oct 22, 2021 (0 days) · Other
- J•••• F• B••••••• left S•••••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-01-10)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address