DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Craig Behrle
Feed of 09/14/2026
Also filed as Steven Craig Behrle
At current firm
1 y
since Sep 12, 2025
In the industry
42 y
since Feb 9, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Sep 12, 2025 · Irvine, Ca
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 28, 2022 to Sep 16, 2025 · Irvine, Ca
- B Riley Wealth Management formerAug 7, 2020 to Dec 31, 2022 · Irvine, Ca
- Wells Fargo Advisors wirehouseMay 11, 2007 to Aug 10, 2020 · Irvine, Ca
- Wells Fargo Advisors wirehouseJul 1, 2003 to May 11, 2007 · Newport Beach, Ca
- Prudential Equity Group, LLC unclassifiedJul 29, 1999 to Jul 1, 2003 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Prospera Financial Services, Inc.left Sep 16, 2025, registered Sep 12, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- B Riley Wealth Management to B. Riley Wealth Advisors, Inc.left Dec 31, 2022, registered Jul 28, 2022 (-156 days) · corporate re-registration, not a move
- Wells Fargo Advisors to B Riley Wealth Managementleft Aug 10, 2020, registered Aug 7, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Wells Fargo Advisors to Wells Fargo Advisorsleft May 11, 2007, registered May 11, 2007 (0 days) · channel change inside one enterprise, not a move
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- Steven Craig Behrle left B. Riley Wealth Advisors, Inc. for Prospera Financial Services, Inc. (registered 2025-09-12)Sep 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address