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RIA Intelligence
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Registered advisor
E•••• M•••• I•••••
Feed of 09/15/2026
At current firm
12 y
since Aug 25, 2014
In the industry
24 y
since Mar 18, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 25, 2014 · Metairie, La
- J••• M••••• S••••••••• L•• wirehouseFeb 15, 2013 to Jul 29, 2014 · New Orleans, La
- M••••• S•••••• wirehouseOct 22, 2010 to Mar 1, 2013 · New Orleans, La
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 13, 2010 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 27, 2006 to Jun 1, 2009 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 29, 2014, registered Aug 25, 2014 (27 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Mar 1, 2013, registered Feb 15, 2013 (-14 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address