F••••••• K•••• N••••••••

• B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
  since Apr 22, 2016 · Metairie, La
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  May 5, 2010 to Apr 25, 2016 · Metairie, La
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Apr 26, 2010 · Mandeville, La
• A• G• E•••••• • S•••• I••• unclassified
  Jun 25, 2007 to Jan 1, 2008 · Ridgeland, Ms

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••••••• F• E•••••• • C••••••• I•••••••••
  left Apr 25, 2016, registered Apr 22, 2016 (-3 days) · Other
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 26, 2010, registered May 5, 2010 (9 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address