DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• C•••••• G•••

P•••••••• S••••••••• I•••BD affiliatedOmaha, Nedual registrantIAPD 1248127

Feed of 09/14/2026

Also filed as Bob G•••

At current firm

2 y

since Jun 11, 2024

In the industry

38 y

since Oct 21, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Jun 11, 2024 · Omaha, Ne
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Jun 11, 2024 · Omaha, Ne
C••••• A••••••• L•• former
Dec 20, 2018 to Mar 21, 2024 · Omaha, Ne
Q•••••• A•••• M••••••••• I••• former
Oct 30, 2014 to Dec 18, 2018 · Omaha, Ne
S•••••••• F••••••••• I••• former
Jul 11, 2011 to Oct 30, 2014 · Scottsdale, Az
S••••••• C••••••• L•• unclassified
Nov 16, 1999 to Jul 8, 2011 · St. Peters, Mo

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•••••••• S••••••••• I•••
left Jun 11, 2024, registered Jun 11, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
Q•••••• A•••• M••••••••• I••• to C••••• A••••••• L••
left Dec 18, 2018, registered Dec 20, 2018 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• F••••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Oct 30, 2014, registered Oct 30, 2014 (0 days) · Other
S••••••• C••••••• L•• to S•••••••• F••••••••• I•••
left Jul 8, 2011, registered Jul 11, 2011 (3 days) · Other

Signals

R••••• C•••••• G••• left C••••• I••••••••• A••••••• L•• for P•••••••• S••••••••• I••• (registered 2024-06-11)
Jun 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address