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Registered advisor
S•••• D• B••••
Feed of 09/14/2026
Also filed as Scott Douglas Burns
At current firm
2 y
since Nov 9, 2023
In the industry
34 y
since Jul 17, 1992 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 9, 2023 · Beverly Hills, Ca
- R•• C•••••• M••••••• L•• national BDMay 1, 2019 to Dec 7, 2023 · Beverly Hills, Ca
- W•••• F•••• A••••••• wirehouseFeb 18, 2010 to May 6, 2019 · Beverly Hills, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 5, 2010 · Beverly Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Beverly Hills, Ca
- M••••• S•••••• D• I••• unclassifiedMar 22, 2007 to Apr 2, 2007 · Beverly Hills, Ca
- J••• M••••• S••••••••• L•• wirehouseJun 23, 2006 to Mar 23, 2007 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedMay 10, 2001 to Jun 26, 2006 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Dec 7, 2023, registered Nov 9, 2023 (-28 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left May 6, 2019, registered May 1, 2019 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 5, 2010, registered Feb 18, 2010 (-15 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to M••••• S•••••• D• I•••left Mar 23, 2007, registered Mar 22, 2007 (-1 days) · Other
- M••••• S•••••• D• I••• to J••• M••••• S••••••••• L••left Jun 26, 2006, registered Jun 23, 2006 (-3 days) · Other
Signals
- S•••• D• B•••• left R•• C•••••• M••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-11-09)Dec 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address