RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• B•••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Apr 13, 2022 · Houston, Tx
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJan 7, 2016 to Apr 12, 2022 · Orlando, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedApr 1, 2015 to Dec 31, 2015 · Houston, Tx
- B• R•••• W••••• M••••••••• formerSep 29, 2014 to Oct 9, 2014 · Houston, Tx
- J•••• E••••••• • C•• unclassifiedJun 17, 2005 to Jul 10, 2013 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedNov 20, 2001 to Oct 3, 2014 · Georgetown, Tx
- I••••••••• A••••• I••••••••• M••••••••• L•• to I••••••••• F•••••••• G••••• L••left Apr 12, 2022, registered Apr 13, 2022 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- B• R•••• W••••• M••••••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Oct 9, 2014, registered Apr 1, 2015 (174 days) · Other
- L•• F•••••••• L•• to J•••• E••••••• • C••left Oct 3, 2014, registered Jun 17, 2005 (-3395 days) · Other
- J•••• E••••••• • C•• to B• R•••• W••••• M•••••••••left Jul 10, 2013, registered Sep 29, 2014 (446 days) · Other
- J•••• E••••• B••••• left I••••••••• A••••• I••••••••• M••••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2022-04-13)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address