RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 14, 2023 · Hillsborough, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 8, 2022 to Apr 21, 2023 · Fair Haven, Nj
- S•••••••• S••••••••• BD affiliatedMar 28, 2016 to Jan 25, 2022 · Aberdeen, Nj
- P••• A••••• S••••••••• L•• BD affiliatedJul 23, 2012 to Mar 30, 2016 · Holmdel, Nj
- E•••••••• A•••••••• L•• national BDFeb 21, 2008 to Jun 7, 2012 · Wall, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Apr 21, 2023, registered Apr 14, 2023 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• S••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2022, registered Feb 8, 2022 (14 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to S•••••••• S•••••••••left Mar 30, 2016, registered Mar 28, 2016 (-2 days) · Other
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Jun 7, 2012, registered Jul 23, 2012 (46 days) · Other
- M•••••• R•••••• T••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2023-04-14)Apr 21, 2023 · Advisor changed firm · fact
- M•••••• R•••••• T••••• left S•••••••• S••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-02-08)Jan 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address