DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• H••••• S••••••

F••••••••• W••••• M••••••••• I•••independent RIAVirginia Beach, Va IA-onlyIAPD 1259884

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

0 y

since Nov 24, 2025

In the industry

43 y

since Sep 1, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• W••••• M••••••••• I••• independent RIA current
since Nov 24, 2025 · Virginia Beach, Va
T••••• A•••• M••••••••• L•• independent RIA
Oct 3, 2022 to Nov 12, 2025 · Littleton, Co
A•••••••• C•••••• M••••••••• independent RIA
Oct 12, 2018 to Sep 30, 2022 · Virginia Beach, Va
S•• BD affiliated
Sep 13, 2006 to Oct 12, 2018 · Virginia Beach, Va
W••••••• F•••••••• S•••••••• I••• former
Jul 31, 2003 to Jun 2, 2006 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

T••••• A•••• M••••••••• L•• to F••••••••• W••••• M••••••••• I•••
left Nov 12, 2025, registered Nov 24, 2025 (12 days) · RIA to RIA
A•••••••• C•••••• M••••••••• to T••••• A•••• M••••••••• L••
left Sep 30, 2022, registered Oct 3, 2022 (3 days) · RIA to RIA
S•• to A•••••••• C•••••• M•••••••••
left Oct 12, 2018, registered Oct 12, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
W••••••• F•••••••• S•••••••• I••• to S••
left Jun 2, 2006, registered Sep 13, 2006 (103 days) · Other

Signals

M•••••• H••••• S•••••• left T••••• A•••• M••••••••• L•• for F••••••••• W••••• M••••••••• I••• (registered 2025-11-24)
Nov 12, 2025 · Advisor changed firm · fact
M•••••• H••••• S•••••• left A•••••••• C•••••• M••••••••• for T••••• A•••• M••••••••• L•• (registered 2022-10-03)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address