RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••• R•••••••
- D••••• W•••••• L•• independent RIA currentsince Oct 10, 2018 · Palm Beach Gardens, Fl
- D••••• W•••••• L•• formerJun 12, 2018 to Mar 25, 2019 · Palm Beach Gardens, Fl
- S•• W••••• independent RIAJan 27, 2015 to May 6, 2016 · Palm Beach Gardens, Fl
- B••••• P•••••••• L•• formerJun 11, 2009 to Nov 26, 2014 · Palm Beach Gardens, Fl
- W•••••• F•••••••• A••••••• G•••• L•• independent RIADec 19, 2007 to Feb 5, 2008 · Palm Beach Gardens, Fl
- S•••• C•••••• M••••••••• L•• unclassifiedJun 15, 2005 to Jul 28, 2006 · Boston, Ma
- T•• C••••• G••••• L•• unclassifiedApr 21, 1994 to Jul 28, 2006 · Boston, Ma
- D••••• W•••••• L•• to D••••• W•••••• L••left Mar 25, 2019, registered Oct 10, 2018 (-166 days) · channel change inside one enterprise, not a move · moved with a team
- S•• W••••• to D••••• W•••••• L••left May 6, 2016, registered Jun 12, 2018 (767 days) · Other
- B••••• P•••••••• L•• to S•• W•••••left Nov 26, 2014, registered Jan 27, 2015 (62 days) · corporate re-registration, not a move
- W•••••• F•••••••• A••••••• G•••• L•• to B••••• P•••••••• L••left Feb 5, 2008, registered Jun 11, 2009 (492 days) · Other
- T•• C••••• G••••• L•• to S•••• C•••••• M••••••••• L••left Jul 28, 2006, registered Jun 15, 2005 (-408 days) · Other
- S•••• C•••••• M••••••••• L•• to W•••••• F•••••••• A••••••• G•••• L••left Jul 28, 2006, registered Dec 19, 2007 (509 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address