RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D••• H••••••••
- C••• S••••• P••••••• BD affiliated currentsince Jul 14, 2022 · Charlottesville, Va
- D••••• H•••••• F•••••• • B••••• I••• formerOct 7, 2021 to Aug 29, 2022 · Charlottesville, Va
- O•• D••••••• C•••••• M••••••••• I••• formerMar 21, 2018 to Oct 7, 2021 · Charlottesville, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 19, 2016 to Mar 26, 2018 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerSep 19, 2006 to Dec 31, 2016 · Charlottesville, Va
- O•• D••••••• C•••••• M••••••••• I••• formerJan 25, 1999 to Jul 18, 2006 · Charlottesville, Va
- D••••• H•••••• F•••••• • B••••• I••• to C••• S••••• P•••••••left Aug 29, 2022, registered Jul 14, 2022 (-46 days) · RIA to affiliated broker-dealer or bank · moved with a team
- O•• D••••••• C•••••• M••••••••• I••• to D••••• H•••••• F•••••• • B••••• I•••left Oct 7, 2021, registered Oct 7, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- T••••• A••••••• S•••••••• I••• to O•• D••••••• C•••••• M••••••••• I•••left Mar 26, 2018, registered Mar 21, 2018 (-5 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 19, 2016 (-103 days) · corporate re-registration, not a move
- O•• D••••••• C•••••• M••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 18, 2006, registered Sep 19, 2006 (63 days) · Other
- J•••••• D••• H•••••••• left D••••• H•••••• F•••••• • B••••• I••• for C••• S••••• P••••••• (registered 2022-07-14)Aug 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address