RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• V••••• S•••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Aug 16, 2021 · Newton, Pa
- P•••• F••••• L•• formerJul 7, 2010 to Mar 3, 2021 · Newtown, Pa
- P•••• A••••••• G••••• L•• formerJan 13, 2010 to Sep 21, 2021 · Newtown, Pa
- M••••••• P••••••• L•• independent RIAJan 4, 2010 to Dec 31, 2017 · Cleveland, Oh
- A••••••• S••••••••• G••••• I••• unclassifiedJul 13, 2005 to Dec 31, 2009 · Lawrenceville, Nj
- W•••• F•••• A••••••• wirehouseJun 15, 2002 to Dec 8, 2004 · Lawrenceville, Nj
- C••••••• F•••••••• A•••••••• L•• unclassifiedMay 15, 1999 to Jun 20, 2002 · Lawrenceville, Nj
- P•••• A••••••• G••••• L•• to P•••• F••••• L••left Sep 21, 2021, registered Jul 7, 2010 (-4094 days) · Other
- P•••• F••••• L•• to A•••••• W••••• M••••••••• L••left Mar 3, 2021, registered Aug 16, 2021 (166 days) · Other
- M••••••• P••••••• L•• to P•••• A••••••• G••••• L••left Dec 31, 2017, registered Jan 13, 2010 (-2909 days) · Other · moved with a team
- A••••••• S••••••••• G••••• I••• to M••••••• P••••••• L••left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
- W•••• F•••• A••••••• to A••••••• S••••••••• G••••• I•••left Dec 8, 2004, registered Jul 13, 2005 (217 days) · Other
- C••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 15, 2002 (-5 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address