DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K••••••• R• K••••••
Feed of 09/15/2026
Also filed as K••••••• R• K••••••
At current firm
4 y
since Jan 18, 2022
In the industry
40 y
since May 7, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jan 18, 2022 · Boca Raton, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jan 18, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerMar 2, 2016 to Feb 17, 2021 · Ft Lauderdale, Fl
- M••••• S•••••• wirehouseDec 14, 2009 to Oct 9, 2015 · Aventura, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to Dec 10, 2009 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••left Jan 18, 2022, registered Jan 18, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to B••• S••••••••• L••left Oct 9, 2015, registered Mar 2, 2016 (145 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 10, 2009, registered Dec 14, 2009 (4 days) · Wirehouse to wirehouse
Signals
- K••••••• R• K•••••• left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L•• (registered 2022-01-18)Jan 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address