DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elizabeth Basinger Stevens
Feed of 09/14/2026
Also filed as Elizabeth Rogers Basinger
At current firm
3 y
since Apr 28, 2023
In the industry
41 y
since Nov 15, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 28, 2023 · Buda, Tx
- Realta Investment Advisors, Inc BD affiliatedJan 13, 2022 to Sep 16, 2022 · Wilmington, De
- Sandlapper Wealth Management, LLC formerJul 1, 2014 to Apr 22, 2019 · Buda, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 2, 2012 to Apr 9, 2014 · Austin, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Jul 2, 2012 · Dripping Springs, Tx
- Raymond James Financial Services, Inc. unclassifiedOct 24, 2005 to Jan 2, 2009 · Dripping Springs, Tx
Moves
a registration end followed by a registration begin elsewhere
- Realta Investment Advisors, Inc to LPL Financial LLCleft Sep 16, 2022, registered Apr 28, 2023 (224 days) · Affiliated broker-dealer or bank to another
- Sandlapper Wealth Management, LLC to Realta Investment Advisors, Incleft Apr 22, 2019, registered Jan 13, 2022 (997 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Sandlapper Wealth Management, LLCleft Apr 9, 2014, registered Jul 1, 2014 (83 days) · Other
- Raymond James Financial Services Advisors, Inc to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 2, 2012, registered Jul 2, 2012 (0 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- Elizabeth Basinger Stevens left Realta Investment Advisors, Inc for Lpl Financial Llc (registered 2023-04-28)Sep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address