DFX Intelligence
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Registered advisor
R•••••• Z•••••
Feed of 09/14/2026
Also filed as R•••••• J•• Z•••••
At current firm
8 y
since Jun 8, 2018
In the industry
21 y
since Nov 8, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 8, 2018 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2014 to Jun 11, 2018 · Los Angeles, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 19, 2014 · Beverly Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedMar 24, 2008 to Jun 1, 2009 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 10, 2004 to Apr 7, 2008 · Century City, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 11, 2018, registered Jun 8, 2018 (-3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 19, 2014, registered Nov 17, 2014 (-2 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Apr 7, 2008, registered Mar 24, 2008 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address