DFX Intelligence
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Team lift-out
9 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Loc Minh Thai | Livermore, Ca | May 16, 2018 | May 11, 2018 |
| Alice Lee Chen | San Francisco, Ca | May 21, 2018 | May 23, 2018 |
| Benjamen Charles Fagerlind | Los Angeles, Ca | May 25, 2018 | May 24, 2018 |
| Benjamin William Goebert | Los Angeles, Ca | May 25, 2018 | May 24, 2018 |
| Charles Lynch | San Diego, Ca | May 31, 2018 | Jun 4, 2018 |
| Carmencita Protacio Calaway | Irvine, Ca | Jun 1, 2018 | Jun 6, 2018 |
| Ali Ghassan Haidar | Rolling Hills Estates, Ca | Jun 6, 2018 | Dec 11, 2019 |
| Daniel Lyon | Oxnard, Ca | Jun 6, 2018 | Aug 14, 2018 |
| Richard Zinman | Los Angeles, Ca | Jun 11, 2018 | Jun 8, 2018 |
The rule
- Registrations ended
- May 16, 2018 to Jun 11, 2018
- Registered next
- May 11, 2018 to Dec 11, 2019
- Branch state
- CA
- Cities
- 7, most in Los Angeles, Ca
- Registered there that day
- 20,238 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.