DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Brooker Blanton
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Buck Blanton
At current firm
9 y
since Dec 2, 2016
In the industry
41 y
since May 1, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Dec 2, 2016 · Lincroft, Nj
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 3, 2013 to Nov 22, 2016 · Jacksonville, Fl
- Gwn Securities Inc. BD affiliatedOct 24, 2011 to Sep 9, 2013 · Jacksonville, Fl
- Oneamerica Securities, Inc. BD affiliatedJan 9, 2008 to Nov 10, 2009 · Jacksonville, Fl
- Ecm Advisors unclassifiedMay 2, 2003 to Dec 16, 2005 · Jacksonville, Fl
- United Planners' Financial Services Of America A Limited Partner independent RIAApr 30, 2003 to Dec 31, 2007 · Fernandina Beach, Fl
- Principal Securities, Inc. BD affiliatedAug 21, 1998 to Jan 29, 2003 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to World Investment Advisors, LLCleft Nov 22, 2016, registered Dec 2, 2016 (10 days) · Other
- Gwn Securities Inc. to Cambridge Investment Research Advisors, Inc.left Sep 9, 2013, registered Oct 3, 2013 (24 days) · Other
- Oneamerica Securities, Inc. to Gwn Securities Inc.left Nov 10, 2009, registered Oct 24, 2011 (713 days) · Other
- United Planners' Financial Services Of America A Limited Partner to Ecm Advisorsleft Dec 31, 2007, registered May 2, 2003 (-1704 days) · Other
- Ecm Advisors to Oneamerica Securities, Inc.left Dec 16, 2005, registered Jan 9, 2008 (754 days) · Other
- Principal Securities, Inc. to United Planners' Financial Services Of America A Limited Partnerleft Jan 29, 2003, registered Apr 30, 2003 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address