RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• L•••• H•••••
- H•• I••••••••• P•••••••• L•• independent RIA currentsince Aug 6, 2025 · Austin, Tx
- G••••• R••••••••• P••••••• L•• institutional currentsince Jun 9, 2022 · Scottsdale, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 16, 2011 to Oct 17, 2011 · Scottsdale, Az
- W••••••••• A•••••••• L•• formerJan 13, 2011 to Feb 7, 2023 · Scottsdale, Az
- W••••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 7, 2023, registered Mar 16, 2011 (-4346 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to G••••• R••••••••• P••••••• L••left Oct 17, 2011, registered Jun 9, 2022 (3888 days) · Other
- R••• L•••• H••••• left W••••••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2011-03-16)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address