RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K•• P•••••
- W••••• A••••••• S•••••••• L•• institutional currentsince Jun 28, 2024 · Shorewood, Il
- G••••• R••••••••• P••••••• L•• institutionalApr 1, 2019 to Jul 10, 2024 · Indianapolis, In
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 22, 2016 to Apr 1, 2019 · Indianapolis, In
- N•• A•••••• S•••••••• L•• formerOct 15, 2015 to Sep 22, 2016 · Indianapolis, In
- P•••••••• S••••••••• I••• BD affiliatedFeb 20, 2006 to Apr 24, 2015 · Indianapolis, In
- G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••left Jul 10, 2024, registered Jun 28, 2024 (-12 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Apr 1, 2019, registered Apr 1, 2019 (0 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 22, 2016 (-153 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to N•• A•••••• S•••••••• L••left Apr 24, 2015, registered Oct 15, 2015 (174 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address